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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-09 |
| TX | RA | APPROVED | 2024-07-09 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 03/2011 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2024 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 07/2024 | Present |
I*1919297, Entity Type, Name of OBA: Rental Property 1, Address: Culver City, CA, 90232, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 07/09/2024, No Hours: 3hrs/Annually, No Hours during trading: 0, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-07 |
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