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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael Slabic | Houston | TX | 09/2012 | Present |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 02/2013 | Present |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 07/2014 | Present |
| Northwesteren Mutual Wealth Management | Milwaukee | WI | 11/2015 | Present |
1. SECRETARY, FORE HOUSTON, NON-PROFIT, START DATE: 06/12/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RAISE FUNDS. NON-INVESTMENT RELATED. 2. 1127 AVENUE L, 1127 AVENUE L, GALVESTON, , TEXAS, 77550, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/12/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SHORT TERM RENTAL HOST. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-10 |
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