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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED_RES | 2024-01-12 |
Branch Locations
45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States
222 West Adams Suite 2450, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Grand Rapids | MI | 11/2000 | 01/2024 |
| Bank Of America,Na | Grand Rapids | MI | 12/2009 | 01/2024 |
| Rockefeller Financial Llc | Grand Rapids | MI | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-21 |
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