Steven Michael Mathews

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 07/2018
  Fidelity Brokerage Services Llc
  Covington, KY
• 07/2018 → 09/2024
  Bolan Capital Management, Llc
  Cincinnati, OH
• 09/2024 → Present
  Mai Capital Management Llc
  Cleveland, OH

Previous Registrations

• 2019-02-25 → 2024-10-04
  Bolan Capital Management, Llc
  Cincinnati, OH
  Spring Hill, TN
• 2015-01-02 → 2015-09-01
  Augusta Capital Management Llc
  Cincinnati, OH
• 2014-02-19 → 2015-01-20
  Fifth Third Securities, Inc.
  Cincinnati, OH
  Eaton, OH
  Middletown, OH
  Monroe, OH
• 2011-06-06 → 2014-02-18
  Td Ameritrade, Inc.
  Cincinnati, OH
• 2011-06-06 → 2014-02-18
  Td Ameritrade Investment Management, Llc
  Cincinnati, OH

Other Businesses

OAA#: 37525 | Org Name:Uber | Org Addr:Cincinnati, OH, US | Nature of Bus:Ridesharing | Invst Rel:N | Title:Independent Contractor- Driver | Duties:Pick people up in car and drop off at their destination. | Start Dt:09/01/2015 | Total Hrs p/m:4 | Sec Trdng Hrs p/m:0

Exams

• S66 Uniform Combined State Law Examination
  2011-06-02
• S63 Uniform Securities Agent State Law Examination
  2008-04-07

Designations

• Certified Financial Planner

Other Names

• Steve Mathews
• Steven Mathews