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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-02-13
NV RA APPROVED 2020-09-17
SC RA APPROVED 2020-09-02
CA RA APPROVED 2015-05-07
  • AZ RA
    APPROVED
    Since 2023-02-13
  • NV RA
    APPROVED
    Since 2020-09-17
  • SC RA
    APPROVED
    Since 2020-09-02
  • CA RA
    APPROVED
    Since 2015-05-07

Branch Locations

3801 University Ave Suite 220, Riverside, CA 92501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Orange CA 10/2014 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-24
S63 Uniform Securities Agent State Law Examination 2009-03-14
  • S65 Uniform Investment Adviser Law Examination
    2015-04-24
  • S63 Uniform Securities Agent State Law Examination
    2009-03-14

View on SEC IAPD

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