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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10

Branch Locations

2401 S 130Th Cir, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Financial Services Omaha NE 02/2008 Present
Minnesota Life Insurance Company St. Paul MN 02/2008 08/2023
Securian Financial Services, Inc. St. Paul MN 02/2008 08/2023
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cpm Birch Llc Omaha NE 09/2019 Present
Mark Brungardt Llc Omaha NE 08/2018 Present
  • 02/2008 → Present
    Heritage Financial Services
    Omaha, NE
  • 02/2008 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 02/2008 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
  • 09/2019 → Present
    Cpm Birch Llc
    Omaha, NE
  • 08/2018 → Present
    Mark Brungardt Llc
    Omaha, NE
Previous Registrations
  • 2008-03-14 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    St. Paul, MN
Other Businesses

1. BLEEDING RED PRODUCTIONS LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 03/01/2019 ADDRESS: , Aurora CO , United States DESCRIPTION: Owner; 2. NAME OF OTHER BUSINESS: DAYLIGHT WINE CO; INVESTMENT RELATED: NO; ADDRESS: 427 MENDOCINO AVE SUITE 100 UNIT #139 SANTA ROSA, CA 95401; NATURE OF BUSINESS: WINE COMPANY; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER/BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SIT ON BOARD CALLS WITH DESIGN OF PRODUCT, SALES AND MARKETING CAMPAIGN; 3. INVESTMENT PROPERTY REHAB POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2018 ADDRESS: , Omaha NE , United States DESCRIPTION: Owner; 4. NAME OF OTHER BUSINESS: CPM BIRCH LLC, INVESTMENT RELATED: NO, ADDRESS: 6020 BIRCH STREET, OMAHA, NE 68104, NATURE OF BUSINESS: REAL ESTATE, START DATE: 09/2019, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY MANAGER, HIRING/FIRING SERVICEMEN FOR REPAIRS, LAWN, PLUMBING. MONTHLY MAINTENANCE WHEN NEEDED; 5. NAME OF OTHER BUSINESS: MARK BRUNGARDT LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 08/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: INVESTMENT PROPERTY REHAB, OVERSEE TIMELINE OF REHAB WITH CONTRACTORS AND PROJECT MANAGER; 6. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-05
  • S66 Uniform Combined State Law Examination
    2008-03-05

View on SEC IAPD

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