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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heritage Financial Services | Omaha | NE | 02/2008 | Present |
| Minnesota Life Insurance Company | St. Paul | MN | 02/2008 | 08/2023 |
| Securian Financial Services, Inc. | St. Paul | MN | 02/2008 | 08/2023 |
| Cetera Wealth Services, Llc | Omaha | NE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Cpm Birch Llc | Omaha | NE | 09/2019 | Present |
| Mark Brungardt Llc | Omaha | NE | 08/2018 | Present |
1. BLEEDING RED PRODUCTIONS LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 03/01/2019 ADDRESS: , Aurora CO , United States DESCRIPTION: Owner; 2. NAME OF OTHER BUSINESS: DAYLIGHT WINE CO; INVESTMENT RELATED: NO; ADDRESS: 427 MENDOCINO AVE SUITE 100 UNIT #139 SANTA ROSA, CA 95401; NATURE OF BUSINESS: WINE COMPANY; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER/BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SIT ON BOARD CALLS WITH DESIGN OF PRODUCT, SALES AND MARKETING CAMPAIGN; 3. INVESTMENT PROPERTY REHAB POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2018 ADDRESS: , Omaha NE , United States DESCRIPTION: Owner; 4. NAME OF OTHER BUSINESS: CPM BIRCH LLC, INVESTMENT RELATED: NO, ADDRESS: 6020 BIRCH STREET, OMAHA, NE 68104, NATURE OF BUSINESS: REAL ESTATE, START DATE: 09/2019, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY MANAGER, HIRING/FIRING SERVICEMEN FOR REPAIRS, LAWN, PLUMBING. MONTHLY MAINTENANCE WHEN NEEDED; 5. NAME OF OTHER BUSINESS: MARK BRUNGARDT LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 08/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: INVESTMENT PROPERTY REHAB, OVERSEE TIMELINE OF REHAB WITH CONTRACTORS AND PROJECT MANAGER; 6. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-05 |
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