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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-19 |
| OK | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Tulsa | OK | 06/2016 | 03/2019 |
| Bokf, Na | Tulsa | OK | 06/2016 | 03/2019 |
| Arvest Wealth Management | Broken Arrow | OK | 03/2019 | 04/2020 |
| Unemployed | Broken Brow | OK | 04/2020 | 10/2020 |
| Securities America, Inc. | Jenks | OK | 10/2020 | 06/2024 |
| Securities America Advisors | Jenks | OK | 10/2020 | 06/2024 |
| Osaic Wealth, Inc. | Jenks | OK | 06/2024 | Present |
| Osaic Wealth, Inc. | Jenks | OK | 06/2024 | Present |
1.DBA - Emergence Wealth Management 2.UBER DIVER POSITION: driver NATURE: Uber Driver, ride share and delivery service INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2021 ADDRESS: 1009 N Hickory Place, Broken Arrow OK 74012 DESCRIPTION: Delivery and ride share services during spare time 3.SUNRIDER INTERNATIONAL INDIVIDUAL BUSINESS OWNER POSITION: independent business NATURE: Sunrider international. It is a direct health sales. I don't actively market it. Only when I am asked what I am doing personally for my health. It is Chinese herbal nutrition and supplements. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2020 ADDRESS: 1009 N Hickory Place, Broken Arrow, OK 74012 DESCRIPTION: Direct sales of nutritional supplements 4. ARH GENESIS LLC POSITION: owner/marketer NATURE: internet marketing INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2020 ADDRESS: 1009 N Hickory Place, Broken Arrow OK 74012 DESCRIPTION: I will work with other companies to market their products. I will earn a commission. 5. NORWOOD TAX SERVICES POSITION: Tax associate NATURE: Income Tax Prep INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 01/31/2024 ADDRESS: 3210 S Norwood Ave, Suite C, Tulsa OK 74135 DESCRIPTION: Data entry and tax prep 6. INSURANCE SALES POSITION: advisor NATURE: insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 10/28/2020 ADDRESS: 1009 N Hickory Place, Broken Arrow OK 74012, United States DESCRIPTION: insurance sales for planning purposes 7. MIKE LAY/ LEI HOLDINGS POSITION: Personal Assistant NATURE: As a personal assistant for a family, so business related tasks to residential rental properties. But mostly family and personal stuff. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2026 ADDRESS: 541 W 112th St, Jenks OK 74037, United States DESCRIPTION: Personal errands, phone calls, scheduling, reorganizing files, help make design choices to new office being built. I will still be accessable by phone and email to my clients. So meeting with contractors for remodling projects.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-16 |
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