Best Investors Account Sign in

Sean Michael Valadez

Charles Schwab & Co., Inc.

Westlake, TX

CRD 5489283

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-22
  • TX RA
    APPROVED
    Since 2021-02-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc. San Antonio TX 10/2009 01/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2021
Charles Schwab & Co., Inc Westlake TX 02/2021 Present
Charles Schwab Bank Ssb Westlake TX 02/2021 Present
  • 10/2009 → 01/2021
    Fidelity Brokerage Services, Llc.
    San Antonio, TX
  • 07/2018 → 01/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2021 → Present
    Charles Schwab & Co., Inc
    Westlake, TX
  • 02/2021 → Present
    Charles Schwab Bank Ssb
    Westlake, TX
Previous Registrations
  • 2018-07-13 → 2021-01-25
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2010-06-03 → 2018-07-13
    Strategic Advisers Llc
    San Antonio, TX
  • 2008-08-08 → 2009-10-21
    Usaa Financial Planning Services
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-05
  • S66 Uniform Combined State Law Examination
    2008-08-05
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES

Nearby Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD

Nearby Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX

More in Westlake, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor