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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-12-09 |
| TX | RA | APPROVED_RES | 2012-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2009 | Present |
| Bank Of America, N.A. | Atlanta | GA | 11/2009 | Present |
I*15432 For profit or not for profit: For-Profit Organization Name of outside business organization: Cantina 76 Investment related: N Address of business: Columbia, South Carolina 29205 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 10/15/2009 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: This is a restaraunt. I have nothing to do with day to day operations. I will go to the quarterly meetings and look over the P & L, 1 - 2 meetings a year I*93707 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOME INVESTMENT RELATED: N ADDRESS OF BUSINESS: FRISCO, COLORADO 80443 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WE WILL BE RENTING OUT A CONDO IN COLORADO. I*93709 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTING CURRENT HOME FOR FILMING INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30306 NATURE OF BUSINESS: OTHER, THEY WOULD JUST PAY US FOR USING OUR HOME TO FILM POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/24/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OUR CURRENT HOUSE IS BEING CONSIDERED A FILMING LOCATION FOR MOVIE, TV, COMMERCIAL, ETC. IF SELECTED WE WOULD BE COMPENSATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-17 |
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