Nickolas Edward Fandel

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-04-15
TX	RA	APPROVED	2026-04-15
WA	RA	APPROVED	2026-04-15

OR RA
APPROVED

Since 2026-04-15
TX RA
APPROVED

Since 2026-04-15
WA RA
APPROVED

Since 2026-04-15

Branch Locations

5525 Nw Fisher Creek Drive, Camas, WA 98687 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Republic Securities Company, Llc	Portland	OR	08/2015	12/2019
Fisher Investments	Camas	WA	03/2026	Present
Full Spectrum Capital Corporation	Portland	OR	01/2020	02/2026

08/2015 → 12/2019

First Republic Securities Company, Llc

Portland, OR
03/2026 → Present

Fisher Investments

Camas, WA
01/2020 → 02/2026

Full Spectrum Capital Corporation

Portland, OR

Other Businesses

The Rotary Foundations, Not investment-related, Portland, OR, Rotary Club Treasurer, Start date of 07/01/2022, 4 hours monthly, no hours during securities trading hours, Bookkeep, create financial reports, reimburse Rotary members, file taxes, advise board of directors

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-15

S65 Uniform Investment Adviser Law Examination

2026-04-15

Other Names

Nick Fandel
Nickolas Fandel

View on SEC IAPD