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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-25 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Ft. Worth | TX | 05/2008 | 02/2020 |
| Ally Invest Securities Llc | Charlotte | NC | 02/2020 | Present |
| Ally Invest Advisors | Charlotte | NC | 01/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Director of Product Management. Dually licensed. 08/18/2021. 40+ hrs/month. Director of product management working with advisory teams at Ally Invest Advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-27 |
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