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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-18
MI RA APPROVED 2020-12-11
  • TX RA
    APPROVED_RES
    Since 2023-10-18
  • MI RA
    APPROVED
    Since 2020-12-11

Branch Locations

321 Settlers Rd Ste 110, Holland, MI 49423 • United States

West Olive, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Holland MI 11/2014 12/2020
Wells Fargo Clearing Services, Llc. Holland MI 12/2020 Present
Previous Registrations
  • 2014-11-10 → 2020-12-18
    Grand Haven, MI
    Holland, MI
    Holland, MI
    Grand Haven, MI
    Zeeland, MI
    Holland, MI
    Holland, MI
    Grand Haven, MI
    Holland, MI
    Holland, MI
    Zeeland, MI
    Grand Haven, MI
    Grand Haven, MI
  • 2013-04-02 → 2014-11-03
    Holland, MI
    Zeeland, MI
    Muskegon, MI
    Holland, MI
    Muskegon, MI
    Grand Haven, MI
    Holland, MI
    Holland, MI
    Vandergrift, PA
  • 2012-10-01 → 2013-03-07
    Grand Rapids, MI
    Rockford, MI
  • 2011-06-22 → 2012-10-01
    Chase Investment Services Corp.
    Rockford, MI
    Grand Rapids, MI
  • 2009-01-29 → 2011-06-07
    Spring Lake,, MI
    Vicksburg, MI
    Fairlawn, OH
    St Louis, MO
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
  • S66 Uniform Combined State Law Examination
    2009-01-16
Other Names
  • Kurtis W Abraham

View on SEC IAPD

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