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Oscar Gustave Hernandez

Wells Fargo Clearing Services, LLC

Metairie, LA

New Orleans, LA

CRD 5488683

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
LA RA APPROVED 2013-02-22
NC RA APPROVED 2013-02-22
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • LA RA
    APPROVED
    Since 2013-02-22
  • NC RA
    APPROVED
    Since 2013-02-22

Branch Locations

111 Veterans Memorial Blvd Ste 1800, Metairie, LA 70005 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors New Orleans LA 02/2013 11/2016
Wells Fargo Clearing Services, Llc New Orleans LA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-18
  • S66 Uniform Combined State Law Examination
    2008-04-18
Other Names
  • Oscar G Hernandez
  • Oscar Hernandez

View on SEC IAPD

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Ellen Alisse Geissal Morvant
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Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
AMERITAS ADVISORY SERVICES, LLC · Metairie, LA
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Metairie, LA

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