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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-09-19 |
| NH | RA | APPROVED | 2024-09-19 |
| PA | RA | APPROVED | 2024-09-19 |
| RI | RA | APPROVED | 2024-09-19 |
| ME | RA | APPROVED | 2024-09-18 |
| OH | RA | APPROVED | 2024-09-18 |
| VT | RA | APPROVED | 2024-09-18 |
| MA | RA | APPROVED | 2021-11-17 |
Branch Locations
300 Ballardvale Street, Wilmington, MA 01887 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Corp | Lexington | MA | 09/2007 | 11/2017 |
| Commonwealth Financial Network | Waltham | MA | 08/2011 | 11/2021 |
| Hub International | Wilmington | MA | 10/2020 | Present |
| Summit Financial Corp., A Division Of Hub International | Wilmington | MA | 11/2017 | 11/2021 |
| Lpl Financial Llc | Wilmington | MA | 11/2021 | Present |
| Global Retirement Partners, Llc | Wilmington | MA | 11/2021 | Present |
1) 11/2021 - DBA for LPL Business (entity for LPL business) - HUB Retirement and Wealth Management - Investment Related - Wilmington, MA 2) 11/2021 - Outside/W-2 Employment - HUB International - Not Investment Related - Wilmington, MA -start date 2017- 80hrs/mth 3) 11/19/2021 - Global Retirement Partners - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/2021 - 4 Hours Per Month - Time Spen5 50%. 4) 11/23/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/2021 - 4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-29 |
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