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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-19
NH RA APPROVED 2024-09-19
PA RA APPROVED 2024-09-19
RI RA APPROVED 2024-09-19
ME RA APPROVED 2024-09-18
OH RA APPROVED 2024-09-18
VT RA APPROVED 2024-09-18
MA RA APPROVED 2021-11-17
  • CT RA
    APPROVED
    Since 2024-09-19
  • NH RA
    APPROVED
    Since 2024-09-19
  • PA RA
    APPROVED
    Since 2024-09-19
  • RI RA
    APPROVED
    Since 2024-09-19
  • ME RA
    APPROVED
    Since 2024-09-18
  • OH RA
    APPROVED
    Since 2024-09-18
  • VT RA
    APPROVED
    Since 2024-09-18
  • MA RA
    APPROVED
    Since 2021-11-17

Branch Locations

300 Ballardvale Street, Wilmington, MA 01887 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Financial Corp Lexington MA 09/2007 11/2017
Commonwealth Financial Network Waltham MA 08/2011 11/2021
Hub International Wilmington MA 10/2020 Present
Summit Financial Corp., A Division Of Hub International Wilmington MA 11/2017 11/2021
Lpl Financial Llc Wilmington MA 11/2021 Present
Global Retirement Partners, Llc Wilmington MA 11/2021 Present
  • 09/2007 → 11/2017
    Summit Financial Corp
    Lexington, MA
  • 08/2011 → 11/2021
    Waltham, MA
  • 10/2020 → Present
    Hub International
    Wilmington, MA
  • 11/2017 → 11/2021
    Summit Financial Corp., A Division Of Hub International
    Wilmington, MA
  • 11/2021 → Present
    Lpl Financial Llc
    Wilmington, MA
  • 11/2021 → Present
    Wilmington, MA
Previous Registrations
Other Businesses

1) 11/2021 - DBA for LPL Business (entity for LPL business) - HUB Retirement and Wealth Management - Investment Related - Wilmington, MA 2) 11/2021 - Outside/W-2 Employment - HUB International - Not Investment Related - Wilmington, MA -start date 2017- 80hrs/mth 3) 11/19/2021 - Global Retirement Partners - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/2021 - 4 Hours Per Month - Time Spen5 50%. 4) 11/23/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/2021 - 4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-01
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S65 Uniform Investment Adviser Law Examination
    2018-12-01
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29
Other Names
  • Douglas Wade Johnson
  • Douglas W Johnson

View on SEC IAPD

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