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Karen Elizabeth Thompson

Odlum Brown Usa Investment Management Limited

Vancouver, British Columbia

CRD 5488460

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Employer firm

Odlum Brown Usa Investment Management Limited CRD 132242

$175M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Odlum Brown Usa Investment Management Limited

1100-250 Howe Street, Vancouver, British Columbia V6C 3S9 • Canada

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-04-11
CA RA APPROVED 2008-02-19
  • WA RA
    APPROVED
    Since 2013-04-11
  • CA RA
    APPROVED
    Since 2008-02-19

Branch Locations

1100-250 Howe Street, Vancouver, British Columbia V6C 3S9 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Odlum Brown Usa Investment Management Limited Vancouver, Bc 02/2008 Present
Odlum Brown Limited Vancouver, Bc 09/1992 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-18
  • S65 Uniform Investment Adviser Law Examination
    2008-02-18

View on SEC IAPD

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