Johnathan Derek Finley

Employer firm

Open Door Financial Advisors CRD 314379

$15.4M regulatory AUM 13 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Open Door Financial Advisors

Lubbock, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-05-18

TX RA
APPROVED

Since 2021-05-18

Branch Locations

Lubbock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kanaly Trust	Houston	TX	03/2016	04/2017
Mercer Global Advisors, Inc	Houston	TX	05/2017	01/2019
Open Door Financial Advisors Llc	Lubbock	TX	04/2021	Present
Unemployed	Rosenberg	TX	01/2019	04/2021
Origin Financial	San Francisco	CA	06/2022	Present

03/2016 → 04/2017

Kanaly Trust

Houston, TX
05/2017 → 01/2019

Mercer Global Advisors, Inc

Houston, TX
04/2021 → Present

Open Door Financial Advisors Llc

Lubbock, TX
01/2019 → 04/2021

Unemployed

Rosenberg, TX
06/2022 → Present

Origin Financial

San Francisco, CA

Previous Registrations

2022-06-03 → 2023-08-04

Origin Investment Advisory Llc

Sarasota, FL

Lubbock, TX
2017-05-16 → 2019-02-01

Mercer Global Advisors Inc.

Houston, TX
2008-04-23 → 2016-03-28

Wj Interests, Llc

Sugar Land, TX

Other Businesses

OPEN DOOR FINANCIAL ADVISORS LLC / INVESTMENT RELATED / LUBBOCK, TX / REGISTERED INVESTMENT ADVISOR / OWNER / MAY 2021 / 150 HOURS PER MONTH / 100% DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-22

S65 Uniform Investment Adviser Law Examination

2008-04-22

Designations

Certified Financial Planner

Other Names

Johnathan Finley
Derek Finley

View on SEC IAPD