Inactive

Scott Michael Lefebre

Seneca Financial Advisors LLC

CRD 5487787

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Employer firm

Seneca Financial Advisors LLC CRD 152824

$847M regulatory AUM 21 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Seneca Financial Advisors Llc

100 South Clinton Avenue Suite 1640, Rochester, NY 14604 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-01-13
NY	RA	APPROVED	2021-07-20
TX	RA	APPROVED	2018-11-13

DC RA
APPROVED

Since 2026-01-13
NY RA
APPROVED

Since 2021-07-20
TX RA
APPROVED

Since 2018-11-13

Branch Locations

100 South Clinton Avenue Suite 1640, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Seneca Financial Advisors	Rochester	NY	01/2010	Present

01/2010 → Present

Seneca Financial Advisors

Rochester, NY

Previous Registrations

2008-12-11 → 2010-02-25

Nixon Peabody Financial Advisors Llc

Rochester, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-01-24

S65 Uniform Investment Adviser Law Examination

2008-01-24

Designations

Personal Financial Specialist

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

More in Rochester, NY

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