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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-08-12
MT RA APPROVED 2025-07-23
VA RA APPROVED 2021-09-23
NY RA APPROVED 2021-08-05
UT RA APPROVED 2020-12-10
MD RA APPROVED 2017-09-14
NH RA APPROVED 2016-05-31
MA RA APPROVED 2013-04-29
FL RA APPROVED 2013-04-24
CT RA APPROVED 2013-04-23
NJ RA APPROVED 2013-04-23
  • WA RA
    APPROVED
    Since 2025-08-12
  • MT RA
    APPROVED
    Since 2025-07-23
  • VA RA
    APPROVED
    Since 2021-09-23
  • NY RA
    APPROVED
    Since 2021-08-05
  • UT RA
    APPROVED
    Since 2020-12-10
  • MD RA
    APPROVED
    Since 2017-09-14
  • NH RA
    APPROVED
    Since 2016-05-31
  • MA RA
    APPROVED
    Since 2013-04-29
  • FL RA
    APPROVED
    Since 2013-04-24
  • CT RA
    APPROVED
    Since 2013-04-23
  • NJ RA
    APPROVED
    Since 2013-04-23

Branch Locations

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

1441 Main Street, Springfield, MA 01103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, Na Springfield MA 11/2013 Present
Td Private Client Wealth Llc Springfield MA 11/2013 Present
Other Businesses

Name of Entity: Rewardstyle.LTK Address of Entity: Website Link: shopltk.com/explore/julie.ann.home Type of Business: Corporation Position: Home Decor Creator/Influencer Duties/Responsibilities: Posting home content and linking items from my home for followers to purchase. If an item is purchase by a follower, I can receive compensation. Compensation received:Commission Is this Outside Business Activity investment related? No Approximate amount of time devoted on a monthly basis: 10 hours Approximate amount of time devoted during normal trading hours: 0 Date of Initial involvement with organization: 10/11/2021 To the best of your knowledge, is there any current or prospective business relationship between the entity and TDPCW? No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-12
S63 Uniform Securities Agent State Law Examination 2008-03-04
  • S66 Uniform Combined State Law Examination
    2013-02-12
  • S63 Uniform Securities Agent State Law Examination
    2008-03-04
Other Names
  • Julie Ann Rickson
  • Julie Ann Rickson

View on SEC IAPD

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