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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-26
MI RA APPROVED 2017-09-01
  • TX RA
    APPROVED_RES
    Since 2020-05-26
  • MI RA
    APPROVED
    Since 2017-09-01

Branch Locations

2632 South 11Th St., Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Okemos MI 05/2011 08/2017
New York Life Okemos MI 05/2011 08/2017
Eagle Strategies Llc Portage MI 09/2012 08/2017
Cambridge Investment Research, Inc. Fairfield IA 09/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2017 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556. Investment Advisor Representative. Investment related. 8/31/2017. 50/weekly, 50/trading. 2) BUETOW AND SPITZLEY WEALTH MANAGEMENT, 11th Street Commons 2632 South 11th St. Kalamazoo, MI., Agent, Insurance/Benefits/Human Resources INVESTMENT RELATED 06/01/2020 15HR/MO - 3 TRADING 3) AMBUCS, Kalamazoo MI 49003, Board Member, charitable organization, NIR, 01/01/2021 8 HR/MO - 6 TRADING HR/MO 4) BUETOW AND SPITZLEY WEALTH MANAGEMENT, 2632 South 11th St., Kalamazoo MI 49009, United States, 09/01/2017, IAR, DBA Name, INV REL, 160 HR/MO - 120 TRADING HR/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-10
  • S66 Uniform Combined State Law Examination
    2008-04-10
Other Names
  • Brian Spitzley

View on SEC IAPD

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