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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-08-28 |
Branch Locations
123 North Washington, Owosso, MI 48867 • United States
5300 S Durand Rd, Durand, MI 48429 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Troy | MI | 03/2016 | Present |
| Fifth Third Securities | Troy | MI | 04/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-13 |
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