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Matthew K Glaser

J.P. Morgan Securities LLC

Harbor Springs, MI

Petoskey, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-15
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-09-15
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

7645 South State Road, Harbor Springs, MI 49740 • United States

320 Howard Street, Petoskey, MI 49770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Petoskey MI 02/2008 Present
J.P. Morgan Securities Llc Petoskey MI 10/2012 Present
Previous Registrations
  • 2011-03-02 → 2012-10-01
    Chase Investment Services Corp.
    Harbor Springs, MI
    Petoskey, MI
    Kalkaska, MI
    Boyne City, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-28
S63 Uniform Securities Agent State Law Examination 2008-03-06
  • S65 Uniform Investment Adviser Law Examination
    2011-02-28
  • S63 Uniform Securities Agent State Law Examination
    2008-03-06

View on SEC IAPD

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