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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-14
VA RA APPROVED 2022-04-14
  • TX RA
    APPROVED
    Since 2022-04-14
  • VA RA
    APPROVED
    Since 2022-04-14

Branch Locations

100 W Falls Station Blvd, Falls Church, VA 22046 • United States

8201 Greensboro Dr Ste 110, Mclean, VA 22102 • United States

541 E Market St, Leesburg, VA 20176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Washington DC 04/2016 10/2019
Charles Schwab Bank Washington DC 04/2016 10/2019
Fidelity Investments Alexandria VA 01/2020 03/2022
Fidelity Personal And Workplace Advisors Arlington VA 01/2020 03/2022
Fidelity Brokerage Services Llc Arlington VA 01/2020 03/2022
Jpmorgan Chase Bank, N.A. Mclean VA 03/2022 Present
J.P. Morgan Securities Llc Mclean VA 03/2022 Present
Unemployed Vienna VA 11/2019 12/2019
  • 04/2016 → 10/2019
    Washington, DC
  • 04/2016 → 10/2019
    Charles Schwab Bank
    Washington, DC
  • 01/2020 → 03/2022
    Fidelity Investments
    Alexandria, VA
  • 01/2020 → 03/2022
    Fidelity Personal And Workplace Advisors
    Arlington, VA
  • 01/2020 → 03/2022
    Fidelity Brokerage Services Llc
    Arlington, VA
  • 03/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Mclean, VA
  • 03/2022 → Present
    Mclean, VA
  • 11/2019 → 12/2019
    Unemployed
    Vienna, VA
Previous Registrations
  • 2020-02-03 → 2022-03-24
    Fidelity Personal And Workplace Advisors
    Alexandria, VA
  • 2016-06-07 → 2019-10-09
    Washington, DC
    Tysons Corner, VA
    Washington, DC
  • 2009-09-14 → 2016-04-13
    Bb&T Investment Services, Inc.
    Washington, DC
    Washington, DC
    Washington, DC
    Arlington, VA
    Oakton, VA
    South Riding, VA
    Sterling, VA
    Ashburn, VA
    Fairfax, VA
    Sterling, VA
    Fairfax, VA
    Falls Church, VA
    Charlotte, NC
    Fairfax, VA
    Ashburn, VA
    Purcellville, VA
    Middleburg, VA
    Hamilton, VA
    Leesburg, VA
    Lovettsville, VA
    Fairfax, VA
    Woodbridge, VA
    Arlington, VA
    Washington, DC
    Arlington, VA
  • 2008-08-21 → 2009-08-31
    Fairfax, VA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Other Names
  • Khoanam Duong
  • Nam Duong
  • Khoanam Duc Duong

View on SEC IAPD

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