Hui Chin Kim

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2017-07-21

GA RA
APPROVED

Since 2017-07-21

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

2025 Towne Lake Pkwy, Woodstock, GA 30189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Co	Atlanta	GA	09/2015	04/2017
Mml Investors Services, Llc	Atlanta	GA	10/2015	04/2017
Wells Fargo Clearing Services, Llc.	Woodstock	GA	06/2017	Present
Wells Fargo Bank Na	Woodstock	GA	06/2017	Present

09/2015 → 04/2017

Massachusetts Mutual Life Insurance Co

Atlanta, GA
10/2015 → 04/2017

Mml Investors Services, Llc

Atlanta, GA
06/2017 → Present

Wells Fargo Clearing Services, Llc.

Woodstock, GA
06/2017 → Present

Wells Fargo Bank Na

Woodstock, GA

Other Businesses

VKC ORGANIC LLC, NOT INV RELATED, ACWORTH, GA, 100% OWNERSHIP, START 10/20/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, FARMING FRUITS AND VEGETABLES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-17
S63	Uniform Securities Agent State Law Examination	2008-09-16

S66 Uniform Combined State Law Examination

2017-07-17
S63 Uniform Securities Agent State Law Examination

2008-09-16

Other Names

Hui Kim
Hui Chin Kim

View on SEC IAPD