Peter Cable Roessler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 04/2017
  David Lerner Associates, Inc.
  Westport, CT
• 06/2017 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 10/2017 → 05/2019
  Bank Of America, N.A.
  New York, NY
• 06/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2019 → 06/2021
  Bank Of America, N.A.
  White Plains, NY

Previous Registrations

• 2017-08-18 → 2019-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

Managerof PCR Enterprises LLC (Passive LLC for family real estate investments); I willbe 50% owner in late summer of 2021Manager of Sturges Brown Cohen LLC (Passive LLC for real estate investments that is owned 50% by PCR Enterprises LLC) I*662257Entity Type: For ProfitName of outside business organization: Whitaker Stay LLCInvestment related: YAddress: Fairfield, Connecticut, 06824Position:General Partner/Managing Member Start date of relationship: 9/17/2019Number of hours devoted: 1 hour MonthlyNumber of hours devoted during trading hours: 0Duties: This is a passive investment in a commercial real estate short-term rental property (an airbnb-type property / vacation rental I*539247Entity Type: For ProfitName of outside business organization: STURGES BROWN COHEN LLCInvestment related:YAddress of business: Fairfield, ConnecticutPosition, title, association: General Partner/Managing MemberStart date of relationship: 10/5/2021Number of hours devoted: 1 hour WeeklyNumber of hours devoted during trading hours: 0Duties: Passive real estate investment I* 1753291Entity Type: For ProfitName of outside business organization: RD Development LLCInvestment related: NoAddress of business: Fairfield, CT, 06824Position, title, association: General Partner/Managing MemberStart date of relationship: 04/12/2024Number of hours devoted: 3 weeklyNumber of hours devoted during trading hours: 0Duties: I will be an owner of the property with possibly 25% or more of ownership in the property and LLC that owns the property. I* 1795256Entity For ProfitName of outside business organization: Abercorn Stay LLCInvestment related: noAddress of business: TBD, GANature of business: LLCPosition, title, association: General Partner/Managing MemberStart date of relationship: 05/15/2024Number of hours devoted: 5 weeklyNumber of hours devoted during trading hours: 0Duties: This entity will be owned by RD Development LLC I*:2190302 Type: For Profit Name: 101 Starland East LLC Address: Savannah, GA Investment: No Association: Owner Start Date: 4/1/25 Hours: 4 hrs wkly Hours during trading: 0 Duties: This entity will be for owning a rental property. If/when I purchase a property, my responsibilities will be limited to a few hours or work during my weekends and after regular business hours.I*, 2578259 Type: For Profit Name: The Dune Collection LLC Address: Anywhere, CT Investment: Yes Association: Owner Start Date: 6/30/25 No Hours: 1 weekly No Hours during trading: 0 Duties: Investing in real estate, Passive investing... purchasing property and renting it out I*3070266 Type: For Profit Name: One 01 Residences, Inc. Address: GA Investment: No Association: Officer Start Date: 11/1/25 Hours: 1, Yearly Hours during trading: 0, Yearly Duties: President of newly created two-unit condo association that we created with one of our properties. I*4671267Type: For ProfitName: PLACEHOLDER FOR NEW ENTITY 4 (HAVE NOT CREATED YET)Address: ALInvestment: NoAssociation: OwnerStart Date: 6/30/26Hours: 1, WeeklyHours during trading: 0, WeeklyDuties: Real Estate Buying/Renting I*4671268Type: For ProfitName: PLACEHOLDER FOR NEW ENTITY 4 (HAVE NOT CREATED YET)Address: ALInvestment: NoAssociation: OwnerStart Date: 6/30/26Hours: 1, WeeklyHours during trading: 0, WeeklyDuties: Real Estate Buying/Renting I*4671270 Type: For Profit Name: A Peace Unique LLC Address: Alabama, 12345 Investment: No Association: Owner Start Date: 6/30/26 Hours: 1, Weekly Hours during trading: 0, Weekly Duties: Real Estate Buying/Renting I*4671269 Type: For Profit Name: Two Ps LLC Address: Alabama, 12345 Investment: No Association: Owner Start Date: 6/30/26 Hours: 1, Weekly Hours during trading: 0, Weekly Duties: Real Estate Buying/Renting

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-18
• S63 Uniform Securities Agent State Law Examination
  2021-07-30
• S66 Uniform Combined State Law Examination
  2017-08-17

Other Names

• Peter Roessler
• Peter Cable Roessler