Best Investors Account Sign in

Erncy Dumornay

Charles Schwab & Co., Inc.

Winter Park, FL

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
FL RA APPROVED 2011-09-20
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • FL RA
    APPROVED
    Since 2011-09-20

Branch Locations

633 N Orlando Ave., Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank, Ssb Winter Park FL 08/2011 Present
Charles Schwab & Co., Inc. Winter Park FL 08/2011 Present
Previous Registrations
  • 2022-04-04 → 2022-10-14
    Td Ameritrade, Inc.
    Fort Lauderdale, FL
    Fort Lauderdale,, FL
    Plantation, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Omaha, NE
Other Businesses

1) Rental Property | Investment Related:No|12694 NW 14th Place|Sunrise|FL|33323|USA|Real Estate (Non-Agent/Broker)|Property Owner|3/1/2021|Less than 20|0|Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-16
S63 Uniform Securities Agent State Law Examination 2011-09-15
  • S66 Uniform Combined State Law Examination
    2011-09-16
  • S63 Uniform Securities Agent State Law Examination
    2011-09-15

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor