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Ali Ardehali

Empower Advisory Group, LLC

Thornton, CO

Greenwood Village, CO

CRD 5486846

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-04-05
  • CO RA
    APPROVED
    Since 2022-04-05

Branch Locations

Thornton, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 06/2008 03/2022
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 06/2008 03/2022
Gwfs Equities, Inc. Greenwood Village CO 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-09
S63 Uniform Securities Agent State Law Examination 2008-07-12
  • S65 Uniform Investment Adviser Law Examination
    2011-04-09
  • S63 Uniform Securities Agent State Law Examination
    2008-07-12
Other Names
  • Mohammad Ali Ardehali-Fard
  • Ali Ardehali
  • Ali Mohammad Ardehali

View on SEC IAPD

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