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Stephen Matthew Wight

Charles Schwab & Co., Inc.

Irvine, CA

CRD 4157357

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

2825 Main Street, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. Irvine CA 07/2010 12/2022
Charles Schwab & Co., Inc. Irvine CA 12/2022 Present
Charles Schwab Bank Ssb Irvine CA 07/2024 Present
  • 07/2010 → 12/2022
    Td Ameritrade Inc.
    Irvine, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Irvine, CA
  • 07/2024 → Present
    Charles Schwab Bank Ssb
    Irvine, CA
Previous Registrations
  • 2006-04-25 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Irvine, CA
    Mission Viejo, CA
    Mission Viejo, CA
    Irvine, CA
    Irvine, CA
  • 2003-07-30 → 2022-10-14
    Td Ameritrade, Inc.
    Irvine, CA
    Irvine, CA
    Mission Viejo, CA
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-14
S63 Uniform Securities Agent State Law Examination 2000-11-03
  • S66 Uniform Combined State Law Examination
    2003-07-14
  • S63 Uniform Securities Agent State Law Examination
    2000-11-03
Other Names
  • Steve Wight

View on SEC IAPD

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