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Richard Thomas Clark

Ameriprise Financial Services, LLC

Grand Blanc, MI

Flusing, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-05-05
  • MI RA
    APPROVED
    Since 2023-05-05

Branch Locations

1401 E. Hill Rd., Grand Blanc, MI 48439-5125 • United States

Flusing, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The State Bank Grand Blanc MI 01/1996 04/2025
Cetera Investment Services St Cloud MN 02/2005 05/2023
Cetera Investment Advisers Llc Grand Blanc MI 01/2014 05/2023
Ameriprise Financial Services, Llc Grand Blanc MI 05/2023 Present
Choice One Grand Blanc MI 04/2025 Present
Previous Registrations
  • 2014-01-21 → 2023-05-05
    Cetera Investment Advisers Llc
    Grand Blanc, MI
  • 2010-06-25 → 2014-01-21
    Cetera Investment Services Llc
    Brighton, MI
    Davison, MI
    Fenton, MI
    Grand Blanc, MI
    Fenton, MI
Other Businesses

Outside Employment; ChoiceOne Bank; Financial Advisor; Dual bank program/Financial Advisor; 1401 E Hill Rd, , Grand Blanc, MI, 48439; Investment-Related; 04/16/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-15
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S65 Uniform Investment Adviser Law Examination
    2010-05-15
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30
Other Names
  • Richard Clark
  • Richard Thomas Clark Iii
  • Richard Thomas Clark Ii
  • Richard T Clark
  • Richard Clark
  • Rich Thomas Clark
  • Rich T Clark
  • Rich Clark
  • Richard T Clark
  • Rich Thomas Clark
  • Rich T Clark
  • Rich Clark

View on SEC IAPD

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