Danielle T Battista

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 08/2014 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*18957 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NBC UNIVERSAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10011 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/26/2008 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OCCASIONAL BACKGROUND ACTOR ON NBC UNIVERSAL TELEVISION SHOWS INCLUDING LAW & ORDER SVU I*96428 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EYE PRODUCTIONS INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LONG ISLAND CITY, NEW YORK 11101 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, BACKGROUND ACTOR START DATE OF RELATIONSHIP: 7/29/2016 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12 DUTIES: HIRED AS A BACKGROUND ACTOR FOR THE CBS SHOW "BLUE BLOODS" FOR ONE DAY. POSSIBLE HIRED AGAIN THROUGHOUT THE YEAR. I*104061 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FOX 21 TELEVISION STUDIOS: NETFLIX INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90035 NATURE OF BUSINESS: OTHER,PRODUCTION COMPANY POSITION, TITLE, ASSOCIATION: OTHER, BACKGROUND ACTOR (EXTRA) START DATE OF RELATIONSHIP: 3/28/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: WORKING AS BACKGROUND ACTOR (EXTRA) ON THE NETFLIX SERIES "SEVEN SECONDS." I*107524 For profit or not for profit: For-Profit Organization Name of outside business organization: Central Casting Investment related: N Address of business: New York, New York 10001 Nature of business: Other,Non-public Position, title, association: Part-Time, Start date of relationship: 7/25/2017 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: This is pre-approval for background work on movies, television shows and commercials. I am a member of the SAG/AFTRA union. I*121072 For profit or not for profit: For-Profit Organization Name of outside business organization: Grant Wilfley Casting Investment related: N Address of business: New York, New York 10001 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 2/25/2019 Number of hours devoted: 8 hour(s) Annually Number of hours devoted during trading hours: 8 Duties: Working in the background of television shows and/or movies. I*8223 For profit or not for profit: Name of outside business organization: Danielle Battista Investment related: Address of business: Howard Beach, New York 11414 Nature of business: , Position, title, association: , Start date of relationship: 6/4/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2014-10-01
• S63 Uniform Securities Agent State Law Examination
  2008-04-04