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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-02-26 |
Branch Locations
San Marcos, CA • United States
15315 Culver Drive Suite #187, Irvine, CA 92604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 01/2018 |
| Hsbc Securities (Usa) Inc. | Beverly Hills | CA | 01/2018 | Present |
| Hsbc Insur Agency (Usa) Inc | Beverly Hills | CA | 05/2026 | Present |
1. Esperanza Sonrisa Association 2. Business is not investment related 3. 11717 Bernardo Plaza Ct, San Diego, CA 92128 4. Home owners association responsible to approve owners repair request, and maintaining common property 5. My position is to work with other 4 Board of Directors and with our Property Management Firm (Elite Management) to make sure common property is properly taken care off 6. Chief Financial Officer 7. December 1st, 2023 9. 2 hours per month 10. During business hours. i devote zero hours to HOA role, as this role is not paid and voluntary, i only volunteer after working hours or on the weekends 11. My duties are to report any issues with the community property, talk to owners, review their request and to make sure everything is done by the code and with a prior pre-approvals. Actual duties would be to review invoices which will be submitted for pre-approval by our HOA management company to make sure vendors completed jobs for which reimbursements are requested. Official Duties in By-Laws of HOA: CFO shall receive and deposit in appropriate bank account all monies of the association and shall disburse such funds as directed by resolution of the Board of Directors: shall sign all promissory notes of the association: shall keep proper books of account; shall prepare and shall distribute budgets and financial statements to each members as provided in section 3.07(d) of the declaration.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-27 |
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