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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-22 |
| MD | RA | APPROVED | 2023-02-17 |
Branch Locations
12505 Park Potomac Avenue Suite 200, Potomac, MD 20854 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 05/2011 | 02/2023 |
| Bank Of America, N.A. | North Bethesda | MD | 05/2011 | 02/2023 |
| Morgan Stanley Smith Barney Llc | Potomac | MD | 02/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-07 |
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