James Wesley Battle

Current Employers

Employment History

• 07/2014 → 08/2023
  Raymond James Financial Services
  Rockville, MD
• 07/2014 → 08/2023
  Raymond James Financial Services Advisors Inc.
  Rockville, MD
• 09/2014 → 08/2023
  Serving Those Who Serve
  Rockville, MD
• 08/2014 → 08/2023
  Lee Sipe And Associates
  Rockport, MD
• 07/2018 → 02/2019
  Profeds/Fedimpact
  Foxlake, IL
• 10/2018 → 08/2023
  Federal Employee Benefit Advocates, Llc
  Parker, CO
• 04/2019 → 08/2023
  Ez Federal Benefits Education
  Silver Spring, MD
• 09/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2024 → Present
  National Active And Retired Federal Employee Association
  Rockville, MD

Previous Registrations

• 2014-07-31 → 2023-08-29
  Raymond James Financial Services Advisors, Inc
  Rockville, MD
• 2014-06-10 → 2014-07-25
  Kestra Investment Services, Llc
  Columbia, MD
• 2012-02-21 → 2013-12-05
  Wealthspire Advisors
  Fulton, MD

Other Businesses

1. NAME OF OTHER BUSINESS: FINANCIAL ADVANTAGE ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR START DATE: 9/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES TO CLIENT OF THE FIRM; 2. NAME OF OTHER BUSINESS: PHOENIX XTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: GENERAL EDUCATION; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: GENERAL EDUCATION ON FEDERAL BENEFITS; 3. NAME OF OTHER BUSINESS: NATIONAL ACTIVE AND RETIRED FEDERAL EMPLOYEE ASSOCIATION ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATIONAL CONSULTING; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: HELP THE BENEFITS TEAM ANSWER GENERAL QUESTIONS ABOUT FEDERAL EMPLOYEE BENEFITS FOR THEIR MEMBERS;

Exams

• S66 Uniform Combined State Law Examination
  2014-06-09

Designations

Other Names

• James W Battle
• James W Battle
• James W Battle
• James W Battle