Best Investors Account Sign in

Ryan Anthony Lotspeich

Wells Fargo Clearing Services, LLC

Santa Rosa, CA

Petaluma, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

125 Western Ave, Petaluma, CA 94952 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rohnert Park CA 11/2011 11/2016
Wells Fargo Bank N.A. Rohnert Park CA 11/2011 Present
Wells Fargo Clearing Services, Llc Rohnert Park CA 11/2016 Present
  • 11/2011 → 11/2016
    Wells Fargo Advisors Llc
    Rohnert Park, CA
  • 11/2011 → Present
    Wells Fargo Bank N.A.
    Rohnert Park, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rohnert Park, CA
Previous Registrations
  • 2010-03-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Rosa, CA
    Petaluma, CA
Other Businesses

LUMA HOME EDIT; INV. RELATED; PETALUMA, CA; CO-OWNER; HOME DECOR CONSULTING; START DATE 4/2023; 0 HRS PER MONTH; SILENT PARTNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-26
  • S66 Uniform Combined State Law Examination
    2010-02-26

View on SEC IAPD

Other Firms

MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.
EDWARD JONES
FOCUS PARTNERS WEALTH, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

More in Santa Rosa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor