Matthew David Brubaker

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New Bern, NC
• 11/2016 → 08/2025
  Wells Fargo Clearing Services, Llc
  New Bern, NC
• 08/2025 → Present
  Lpl Enterprise Llc
  New Bern, NC

Previous Registrations

• 2008-03-21 → 2025-09-02
  Wells Fargo Clearing Services, Llc
  New Bern, NC
  New Bern, NC

Other Businesses

1. 08/13/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - New Bern, NC - Start Date 07/02/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/13/2025 - MATTHEW BRUBAKER N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - New Bern, NC - Start Date 07/02/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 08/13/2025 - Atlas Capital Advisors - DBA for LPL Business (entity for LPL business) - INV REL - New Bern, NC - Start Date 06/25/2025 - 140 HRS/MO | 80 HRS/MO DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2008-03-20