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Lauren Elizabeth Metaj

Northern Trust Investments, Incorporated

Chicago, IL

Ann Arbor, MI

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-08-27
  • IL RA
    APPROVED
    Since 2018-08-27

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Inc. Lisle IL 11/2013 10/2016
Northern Trust Securities, Inc. Chicago IL 10/2016 Present
Northern Trust Bank Chicago IL 10/2016 Present
  • 11/2013 → 10/2016
    Guggenheim Funds Distributors, Inc.
    Lisle, IL
  • 10/2016 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
  • 10/2016 → Present
    Northern Trust Bank
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-11
S63 Uniform Securities Agent State Law Examination 2010-05-04
  • S65 Uniform Investment Adviser Law Examination
    2013-06-11
  • S63 Uniform Securities Agent State Law Examination
    2010-05-04

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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