Lauren Elizabeth Metaj

Employer firm

Northern Trust Investments, Incorporated CRD 105780

$1.25T regulatory AUM 36 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2016
  Guggenheim Funds Distributors, Inc.
  Lisle, IL
• 10/2016 → Present
  Northern Trust Securities, Inc.
  Chicago, IL
• 10/2016 → Present
  Northern Trust Bank
  Chicago, IL

Previous Registrations

• 2014-02-25 → 2016-10-20
  Guggenheim Investments
  New York, NY
  Chicago, IL
• 2013-06-13 → 2013-11-08
  Invesco Advisers, Inc.
  Atlanta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-11
• S63 Uniform Securities Agent State Law Examination
  2010-05-04