Cody Neal Chapman

Employer firm

Thompson Siegel & Walmsley LLC CRD 105726

$21.1B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• UNIFIED MANAGED ACCOUNTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 10/2021
  Callan Associates Llc
  San Francisco, CA
• 11/2021 → 11/2023
  Punch & Associates Investment Management, Inc.
  Edina, MN
• 12/2023 → Present
  Thompson, Siegel & Walmsley Llc
  Atlanta, GA
• 05/2026 → Present
  Funds Distributor, Llc
  Atlanta, GA

Previous Registrations

• 2021-12-06 → 2024-01-02
  Punch & Associates Investment Management, Inc.
  Edina, MN
• 2009-01-07 → 2011-05-18
  Fintrust Capital Advisors, Llc
  Greenville, SC

Other Businesses

Thompson, Siegel & Walmsley LLC; Investment Related; Financial Services; Atlanta, GA; 12/13/2023; Managing Director, Consultant Relations; Consultant Relations; 160 Hrs Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-05

Other Names

• Cody Neal Chapman
• Cody Chapman