Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-18
  • IA RA
    APPROVED
    Since 2026-06-18

Branch Locations

10 N Washington Ave, Ste 201, Mason City, IA 50401 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-04-04
  • IA RA
    APPROVED
    Since 2018-04-04

Branch Locations

10 N Washington Nw Center Ste 201, Mason City, IA 50401 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Mason City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mason City IA 04/2016 11/2016
Wells Fargo Clearing Services, Llc Mason City IA 11/2016 Present
Wells Fargo Advisors Financial Network Mason City IA 06/2026 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Mason City, IA
  • 11/2016 → Present
    Mason City, IA
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    Mason City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-04
S63 Uniform Securities Agent State Law Examination 2008-05-27
  • S66 Uniform Combined State Law Examination
    2018-04-04
  • S63 Uniform Securities Agent State Law Examination
    2008-05-27
Other Names
  • Ann Elizabeth Harty Shimak

View on SEC IAPD

More in Mason City, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor