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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-11 |
Branch Locations
5605 Carnegie Blvd. Suite 300, Charlotte, NC 28210 • United States
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 02/2014 | 11/2016 |
| Wells Fargo Bank, Na | Charlotte | NC | 02/2014 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 06/2021 |
| Marsh Mclennan Agency | Charlotte | NC | 11/2023 | Present |
| Mma Securities Llc | Charlotte | NC | 11/2023 | Present |
| Principal | Charlotte | NC | 06/2021 | 01/2022 |
| Pcs Retirement | Charlotte | NC | 01/2022 | 11/2023 |
The Investment Adviser Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-11 |
| S66 | Uniform Combined State Law Examination | 2012-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-22 |
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