Richard Allen Casciaro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → Present
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → Present
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Lake Geneva, WI
• 05/2025 → Present
  Lpl Financial Llc
  Lake Geneva, WI

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Fontana, WI
  Rockville, MD
  Rockville, MD
• 2010-07-29 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  La Jolla, CA
  Lake Geneva, WI
• 2008-07-01 → 2010-07-27
  Wells Fargo Clearing Services, Llc
  Orange, CA
  Irvine, CA
  Tustin, CA
  Orange, CA
  Irvine, CA
  Mobile, AL
  Irvine, CA
  Irvine, CA
• 2004-10-08 → 2008-07-11
  Ubs Financial Services Inc.
  Seal Beach, CA
  Long Beach, CA
• 2000-08-01 → 2004-10-22
  Citigroup Global Markets Inc.
  Long Beach, CA

Other Businesses

INSURANCE POSITION: None NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2000 ADDRESS: W3314 Lake Forest Lane, Lake Geneva WI 53147, United States DESCRIPTION: Insurance: Equity Indexed Annuities, Fixed Annuities, Long-term Care, and Life Insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-05
• S63 Uniform Securities Agent State Law Examination
  2000-04-27

Other Names

• Ricahard Allen Casciaro
• Richard Allen Caseiaro