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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-16 |
| KY | RA | APPROVED | 2026-08-04 |
| AZ | RA | APPROVED | 2026-04-07 |
| CO | RA | APPROVED | 2026-04-07 |
| NH | RA | APPROVED | 2026-04-07 |
| UT | RA | APPROVED | 2026-01-23 |
| DC | RA | APPROVED | 2025-12-24 |
| MA | RA | APPROVED | 2025-12-23 |
| FL | RA | APPROVED | 2025-12-18 |
| GA | RA | APPROVED | 2025-12-18 |
| AR | RA | APPROVED | 2025-12-17 |
| IL | RA | APPROVED | 2025-12-17 |
| IN | RA | APPROVED | 2025-12-17 |
| NJ | RA | APPROVED | 2025-12-17 |
| NC | RA | APPROVED | 2025-12-17 |
| PA | RA | APPROVED | 2025-12-17 |
| SC | RA | APPROVED | 2025-12-17 |
| TX | RA | APPROVED | 2025-12-17 |
| VA | RA | APPROVED | 2025-12-17 |
| CT | RA | APPROVED | 2025-09-24 |
| CA | RA | APPROVED | 2025-09-23 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Goldens Bridge, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Purchase | NY | 06/2013 | 12/2019 |
| Park Avenue Securities Llc | Purchase | NY | 06/2013 | 12/2019 |
| Guardian Life Insurance Company | Rye Brook | NY | 12/2019 | Present |
| Park Avenue Securities | Rye Brook | NY | 12/2019 | Present |
| Guardian Life Insurance Company | Goldens Bridge | NY | 06/2024 | Present |
| Park Avenue Securities | Goldens Bridge | NY | 06/2024 | Present |
1. Crump Life Insurance-Fixed Life Insurance outside of the Guardian product line, Start: 01/01/2014, Address: 2500 Westchester Ave. Suite 401; Purchase, NY 10577, 3 bus hrs per month, Investment related, 2. Board member - Holy Cross Alumni Association-help improve the experience of alumni engagement through events, and content. We will be responsible for putting together homecoming dinners, reunion weekends, and professional events. Start: 08/22/2016, Address: 1 College Street, Worcester, MA 01610, 5 bus hrs per month, Not investment related, 3. Opus Private Client, LLC-New DBA which will be used to market all products approved for sale by Guardian/PAS, Start: 01/16/2018, Address:800 Westchester Avenue Suite N409 Rye Brook, NY 10573, 160 bus hrs per month, Investment related, >10% annual compensation, 4. IWP Wealth Management LLC-President. The LLC is set up solely as a tax strategy and is meant to receive my compensatory checks,. Start: 03/20/2020, Address: 5 Mill River Lane Apt. A307; Ardsley, NY 10502, 0 hrs per month, Not investment related, 5. IWP Wealth Advisory, Inc-President. The purpose of the C Corp is strictly for my personal tax planning. It is a vehicle to receive the compensation,. Start: 04/24/2020, Address: 5 Mill River Lane Apt. A307; Ardsley, NY 10502, 0 hrs per month, Not investment related, 6) Co- Trustee of Russell Carpentieri Irrevocable Life Insurance Trust, Start: 04/18/2022, Address:800 Westchester Avenue Suite N409 Rye Brook, NY 10573, 0 total hours per month, Not investment related, No annual compensation, 7) Co- Trustee of Russell Carpentieri Revocable Trust, Start: 04/18/2022, Address: 800 Westchester Avenue Suite N409 Rye Brook, NY 10573, 0 total hours per month, Not investment related, No annual compensation, 8) Treasurer of the Falcon Ridge Homeowners Association, Start: 09/12/2022, Address: 165 Waccabuc Rd. Goldens Bridge, NY 10526, 1 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 9) Board Member-Brooks School, Start:08/01/2025, Address: 1160 Great Pond Rd, North Andover, MA 01845, 1 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 10) Trustee for Evan Wohl, Nature of Business: Trust, Start date: 04/22/2026, Address: 800 Westchester Ave suite N409 Rye Brook NY 10573, Duties: Trustee, 0 total hours per month; Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-24 |
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