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Md Nayeem Hossain

Charles Schwab & Co., Inc.

Dallas, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-17
CA RA APPROVED 2019-01-30
  • TX RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2019-01-30

Branch Locations

5100 Belt Line Rd. Suite 852, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Northridge CA 02/2008 03/2018
E*Trade Securities Llc Los Angeles CA 03/2018 01/2019
E*Trade Capital Management Llc Los Angeles CA 03/2018 01/2019
Td Ameritrade, Inc. Los Angeles CA 02/2008 03/2018
Charles Schwab & Co., Inc. Westlake TX 01/2019 Present
Charles Schwab Bank Westlake TX 01/2019 Present
  • 02/2008 → 03/2018
    Scottrade, Inc.
    Northridge, CA
  • 03/2018 → 01/2019
    E*Trade Securities Llc
    Los Angeles, CA
  • 03/2018 → 01/2019
    E*Trade Capital Management Llc
    Los Angeles, CA
  • 02/2008 → 03/2018
    Td Ameritrade, Inc.
    Los Angeles, CA
  • 01/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 01/2019 → Present
    Charles Schwab Bank
    Westlake, TX
Previous Registrations
  • 2018-03-15 → 2019-01-24
    Harrisdirect Llc
    Los Angeles, CA
    Arlington, VA
  • 2017-03-27 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) Rental Property | Investment Related:No|709 Castlebar Court|Haslet|TX|76052|USA|Real Estate (Non-Agent/Broker)|rental property|8/1/2025|Less than 20|0|owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-25
S63 Uniform Securities Agent State Law Examination 2009-08-15
  • S66 Uniform Combined State Law Examination
    2017-03-25
  • S63 Uniform Securities Agent State Law Examination
    2009-08-15
Other Names
  • Nayeem Hossain

View on SEC IAPD

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ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
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