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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-12-03 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
2360 Corporate Cir. Suite 160, Henderson, NV 89074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Henderson | NV | 08/2015 | Present |
1) OBA Name: CFA Society of Nevada. Role: Board Member. Description: I will be on the board of directors for the CFA Society of Nevada and part of the Student Outreach Committee. I will be involved with connecting with student organizations and mentoring students. Non investment related. Time spent: approximately 5 hours/month. 2) OBA Name: FMA Foundation. Role: Board Member. Description: As a member of the board of directors, I will be involved with outreach to different finance industry groups in Las Vegas and nearby cities and UNLV students in an effort to help students prepare for the workforce and connect them with potential employers. As a member of the Financial committee I will be one of several CFA charter-holders voting on perspective outside manager selection. I will not be sharing any proprietary information or information that is not already publicized through our blogs and video updates. Non-investment related. Time spent: approximately 10 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-05 |
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