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Rayna P Penelova

Hightower Advisors, LLC

Chicago, IL

Henderson, NV

CRD 5484815

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-03
  • NV RA
    APPROVED
    Since 2025-12-03

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

2360 Corporate Cir. Suite 160, Henderson, NV 89074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Henderson NV 08/2015 Present
  • 08/2015 → Present
    Hightower Securities, Llc
    Henderson, NV
Other Businesses

1) OBA Name: CFA Society of Nevada. Role: Board Member. Description: I will be on the board of directors for the CFA Society of Nevada and part of the Student Outreach Committee. I will be involved with connecting with student organizations and mentoring students. Non investment related. Time spent: approximately 5 hours/month. 2) OBA Name: FMA Foundation. Role: Board Member. Description: As a member of the board of directors, I will be involved with outreach to different finance industry groups in Las Vegas and nearby cities and UNLV students in an effort to help students prepare for the workforce and connect them with potential employers. As a member of the Financial committee I will be one of several CFA charter-holders voting on perspective outside manager selection. I will not be sharing any proprietary information or information that is not already publicized through our blogs and video updates. Non-investment related. Time spent: approximately 10 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-05
  • S66 Uniform Combined State Law Examination
    2016-10-05
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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