Zainab Murtaza Gandhi

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 03/2023
  Raymond James Financial Services, Inc
  Baton Rouge, LA
• 01/2008 → 05/2023
  Shobe & Associates, Inc. - The Shobe Financial Group
  Baton Rouge, LA
• 01/2008 → 05/2023
  Financial Benefits, Inc.
  Baton Rouge, LA
• 08/2019 → Present
  Gifted Homezz Llc
  Houston, TX
• 01/2008 → 03/2023
  Shobe & Associates, Inc.
  Baton Rouge, LA
• 11/2022 → Present
  Allied Shipping And Chemicals Llc
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Llc Dba Carson Wealth-The Shobe Financial Group
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Llc Dba Carson Group Holdings
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Dba Carson Partners - Crd # 155344
  Baton Rouge, LA
• 03/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2009-10-26 → 2023-05-11
  The Shobe Financial Group
  Baton Rouge, LA

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 3/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY SERVICES TO CLIENTS WHEN NEEDED; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/2009 APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 6 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: GIFTED HOMEZZ LLC INVESTMENT RELATED: NO ADDRESS: HOUSTON, TX 77084 NATURE OF BUSINESS: REAL ESTATE PROPERTY START DATE: 8/2019 POSITION/TITLE/RELATIONSHIP: PARTNER, CO-OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PARTNER (HIRE PROPERTY MANAGER TO OVERSEE PROPERTY), I AM A CO-OWNER; 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH-THE SHOBE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 3/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING ADVISORY AND BROKERAGE SERVICES TO CLIENTS WHEN NEEDED; 5. NAME OF OTHER BUSINESS: ALLIED SHIPPING AND CHEMICALS LLC INVESTMENT RELATED: NO ADDRESS: KATY, TX 77494 NATURE OF BUSINESS: AUTOMATION FOR CHEMICAL COMPANIES START DATE: 11/2022 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I AM ONLY A CO-OWNER, MY SPOUSE WILL BE WORKING ON THIS VENTURE. I WILL HAVE NO DAY TO DAY ACTIVITY WITH THIS COMPANY; 6. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 3/2023 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I WILL BE PROVIDING ADVISORY SERVICES TO CLIENTS WHEN NEEDED;

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-12-09

Designations

• Certified Financial Planner

Other Names

• Zainab Contractor
• Zainab Yanus Contractor
• Zee Gandhi