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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-02-18 |
| PA | RA | APPROVED | 2025-02-18 |
| OH | RA | APPROVED | 2024-10-10 |
| TX | RA | APPROVED | 2023-07-20 |
| NC | RA | APPROVED | 2023-07-17 |
| KS | RA | APPROVED | 2023-06-06 |
| CT | RA | APPROVED | 2023-04-11 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2020-07-30 |
| VA | RA | APPROVED | 2020-06-02 |
| DE | RA | APPROVED | 2019-12-05 |
| FL | RA | APPROVED | 2019-12-03 |
| NJ | RA | APPROVED | 2019-06-19 |
| WA | RA | APPROVED | 2019-06-10 |
| GA | RA | APPROVED | 2019-06-04 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Scarsdale, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bloomberg Tradebook Llc | New York | NY | 09/2015 | 11/2017 |
| Pruco Securities Llc | White Plains | NY | 11/2018 | 02/2019 |
| Unemployed | Scarsdale | NY | 11/2017 | 11/2018 |
| Park Avenue Securities | Rye Brook | NY | 02/2019 | Present |
| Guardian Life Insurance Company | Rye Brook | NY | 02/2019 | Present |
| Guardian Life Insurance Company | Scarsdale | NY | 06/2024 | Present |
| Park Avenue Securities | Scarsdale | NY | 06/2024 | Present |
1) Eastchester Blue Devils of NY, Inc.-Board Member, Youth Lacrosse Commissioner, Start date: 03/16/2021, Address: P.O. Box 334 Tuckahoe, NY 10707, 8 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 2) Brokering OBA-Selling insurance products other than those offered through Guardian, Start date: 08/01/2023, Address: 800 Westchester Ave Rye Brook, NY 10573, 2 total hours per month; 2 during securities trading hours, Investment related, More than 10% annual compensation, 3) Executor of the Estate of Anthony J. Papa Jr.-uncle, Start date: 09/08/2023, Address: 25 Tudor Lane Scarsdale, NY 10583, 4 total hours per month; 3 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-02 |
| S66 | Uniform Combined State Law Examination | 2000-09-22 |
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