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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
  • TX RA
    APPROVED
    Since 2022-02-16

Branch Locations

2400 E Plano Pkwy, Plano, TX 75074 • United States

5936 W Park Blvd, Plano, TX 75093 • United States

1405 E Renner Rd Ste 410, Richardson, TX 75082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Antonio TX 08/2013 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 06/2021
Cuso Financial Services, Lp San Diego CA 06/2021 02/2022
Wells Fargo Clearing Services, Llc Sherman TX 02/2022 Present
Previous Registrations
  • 2021-07-14 → 2022-01-24
    Cuso Financial Services, L.P.
    Tempe, AZ
  • 2013-08-21 → 2021-07-07
    San Antonio, TX
    Waco, TX
    San Antonio, TX
    Austin, TX
    Waco, TX
    Austin, TX
    Scottsdale, AZ
    Austin, TX
    Greenwood Village, CO
    St. Louis, MO
    Tucson, AZ
  • 2013-04-16 → 2013-08-22
    Burleson, TX
  • 2011-06-27 → 2013-03-21
    St Louis, MO
    Burleson, TX
    Cleburne, TX
Other Businesses

RAILSIDE CROSSFIT, LLC, NOT INVT RELATED, SHERMAN, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 7/1/2022, 40 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF GYM. WEAVER FITNESS, LLC, NOT INVT RELATED, SHERMAN, TX, 100% OWNERSHIP, START DATE 8/17/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, CROSSFIT GYM OWNERSHIP, MANAGE FINANCES AND COACH CLASSES. WEAVER REALTY HOLDINGS, LLC, NOT INVT RELATED, SHERMAN, TX, 100% OWNERSHIP, START DATE 8/17/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, LLC WHICH HOLDS BUILDING FOR CROSSFIT GYM.; WEAVER REALTY, LLC, INV RELATED, SHERMAN, TX, 100% OWNERSHIP, START: 10/1/2022, 16 HRS/MONTH, 0 HRS DURING TRADING, MAKING LEASE PAYMENTS FROM WEAVER FITNESS, LLC TO WEAVER REALTY, LLC. CITY OF ANNA, TEXAS PARKS ADVISORY BOARD; NOT INV. RELATED; ANNA, TX; BOARD MEMBER; START DATE 6/1/2024; 3 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: ATTEND MEETINGS, ADVISE THE CITY ON PROJECTS RELATED TO PUBLIC PARKS AND RECREATION FACILITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-24
S63 Uniform Securities Agent State Law Examination 2008-04-16
  • S66 Uniform Combined State Law Examination
    2011-06-24
  • S63 Uniform Securities Agent State Law Examination
    2008-04-16
Other Names
  • Kennon Wayne Weaver
  • Kennon W Weaver
  • Kennon Weaver

View on SEC IAPD

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