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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-02-11 |
| TX | RA | APPROVED | 2021-02-11 |
Branch Locations
4650 S National Ave Ste B4, Springfield, MO 65810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Springfield | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Springfield | MO | 11/2016 | 02/2021 |
| Wells Fargo Advisors Financial Network, Llc | Springfield | MO | 02/2021 | Present |
GOCO ENTERPRISES, LLC, INVT RELATED, SPRINGFIELD, MO, 100% OWNERSHIP, START 9/22/2020, 200 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.| FINTERIS HOLDING COMPANY,LLC; INV. RELATED; JEFFERSON CITY,MO; 16.66% OWNERSHIP; START 10/3/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.| OZFW LLC; INV RELATED; JEFFERSON CITY, MO; 50% OWNERSHIP; START DATE 04/03/2025; 20 HOURS PER MONTH; 20 HOURS DURING TRADING; FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-06 |
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