Douglas John Bauer

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 09/2019
  Bauer & Keller Cpa'S
  New York, NY
• 03/1994 → Present
  Douglas J. Bauer, Cpa - Self Employed
  New York, NY
• 09/2008 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/2008 → 11/2022
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Equitable Advisors, Llc
  Melville, NY
• 10/2019 → Present
  Toll Booth Maintenance Services, Inc.
  Westbury, NY

Previous Registrations

• 2008-09-19 → 2022-11-07
  Equitable Advisors, Llc
  New York, NY
  Melville, NY
  Upper Brookville, NY

Other Businesses

1) Trusted Advisor; 2) Douglas J Bauer CPA, Accountant, Oyster Bay NY; 3) 2) Douglas J. Bauer, ESQ, NY, NY, ATTORNEY/OWNER, JAN 1993; 4) Real Estate Broker, Hudson East Realty Co, 21W 38th Street 9th Fl; 5) Toll Booth Maintenance Services, Inc, 240 Lincoln Place, Westbury, NY 11590, CFO In-House Counsel; 6) One Stop 55, LLC;7) One Stop Syosset LLC; 8) One Stop Union, LLC; 9) Consultant for wife's business, 9/2019, analyze financial statements to improve the business' profit; 10) Real Estate Broker for The Next Generation Realty Group LLC;11) 22 Spence Holdings LLC, for legal/accounting practice; 12) LLAP Holdings, LLC; 13) One Stop 34, LLC; 14) One Stop Cantiague, LLC;15) One Stop GCR, LLC; 16) One Stop OCR, LLC; 17) One Stop SJV, LLC; 18) Qapia Holdings, LLC, legal/accounting.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-24

Other Names

• Douglas Bauer