Kristina B Svejda

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 05/2017
  Oppenheimer & Co
  Leawood, KS
• 05/2017 → Present
  Rbc Capital Markets, Llc
  Leawood, KS
• 02/2020 → Present
  City National Bank
  Leawood, KS

Previous Registrations

• 2010-06-04 → 2017-05-26
  Oppenheimer & Co. Inc.
  Leawood, KS
• 2006-01-06 → 2009-09-15
  Oppenheimer & Co. Inc.
  Kansas City, MO
  Leawood, KS
  Kansas City, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-05
• S63 Uniform Securities Agent State Law Examination
  2000-10-02

Other Names

• Kristina B. Carduff
• Kristina Carduff
• Kristina B. Svejda
• Kristina Svejda
• Kristina Bridget Carduff
• Kristina Bridget Svejda