Best Investors Account Sign in

Kristina B Svejda

Rbc Capital Markets, LLC

Leawood, KS

Kansas City, KS

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-05-25
MO RA APPROVED 2017-05-25
TX RA APPROVED 2017-05-25
  • KS RA
    APPROVED
    Since 2017-05-25
  • MO RA
    APPROVED
    Since 2017-05-25
  • TX RA
    APPROVED
    Since 2017-05-25

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Kansas City, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Leawood KS 05/2010 05/2017
Rbc Capital Markets, Llc Leawood KS 05/2017 Present
City National Bank Leawood KS 02/2020 Present
  • 05/2010 → 05/2017
    Oppenheimer & Co
    Leawood, KS
  • 05/2017 → Present
    Rbc Capital Markets, Llc
    Leawood, KS
  • 02/2020 → Present
    City National Bank
    Leawood, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-05
S63 Uniform Securities Agent State Law Examination 2000-10-02
  • S65 Uniform Investment Adviser Law Examination
    2006-01-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-02
Other Names
  • Kristina B. Carduff
  • Kristina Carduff
  • Kristina B. Svejda
  • Kristina Svejda
  • Kristina Bridget Carduff
  • Kristina Bridget Svejda

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST NATIONAL ADVISERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TFB ADVISORS, LLC
BEACON WEALTH ADVISORY
FREESTATE ADVISORS LLC
GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor