Liliana Maria Maes

LPl Financial LLC

Owings Mills, MD

Lutherville, MD

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-10-30

MD RA
APPROVED

Since 2023-10-30

Branch Locations

9840 Reisterstown Rd., Owings Mills, MD 21117 • United States

10745 Falls Rd., Lutherville, MD 21093 • United States

42 W Ridgely Rd, Timonium, MD 21093 • United States

Nottingham, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Rockville	MD	01/2014	05/2017
Massachusetts Mutual Life Insurance Co	Rockville	MD	11/2013	09/2019
Axa Advisors Llc	New York	NY	05/2017	09/2019
Jp Morgan Chase Bank N.A.	Cockeysville	MD	09/2019	02/2023
Jp Morgan Securities, Llc	C	MD	09/2019	02/2023
Principal Life Insurance Company	Bethesda	MD	02/2023	10/2023
Principal Securities Inc	Bethesda	MD	02/2023	10/2023
Lpl Financial Llc	Owings Mill	MD	10/2023	Present
M&T Bank	Owings Mill	MD	10/2023	Present

01/2014 → 05/2017

Mml Investors Services, Llc

Rockville, MD
11/2013 → 09/2019

Massachusetts Mutual Life Insurance Co

Rockville, MD
05/2017 → 09/2019

Axa Advisors Llc

New York, NY
09/2019 → 02/2023

Jp Morgan Chase Bank N.A.

Cockeysville, MD
09/2019 → 02/2023

Jp Morgan Securities, Llc

C, MD
02/2023 → 10/2023

Principal Life Insurance Company

Bethesda, MD
02/2023 → 10/2023

Principal Securities Inc

Bethesda, MD
10/2023 → Present

Lpl Financial Llc

Owings Mill, MD
10/2023 → Present

M&T Bank

Owings Mill, MD

Previous Registrations

2023-02-20 → 2023-10-31

Principal Securities, Inc.

Bethesda, MD
2019-10-01 → 2023-01-08

J.P. Morgan Securities Llc

Washington, DC

Cockeysville, MD

Silver Spring, MD

Towson, MD

Cockeysville, MD

Nottingham, MD

Lutherville Timonium, MD
2017-05-25 → 2019-09-16

Equitable Advisors, Llc

Columbia, MD

Nottingham, MD
2015-04-21 → 2017-05-18

Mml Investors Services, Llc

Rockville, MD

Joppa, MD

Other Businesses

1) 10/30/2023 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-04-03
S63	Uniform Securities Agent State Law Examination	2009-02-18

S65 Uniform Investment Adviser Law Examination

2015-04-03
S63 Uniform Securities Agent State Law Examination

2009-02-18

Other Names

Liliana Maria Menchaca Maes
Liliana M Maes

View on SEC IAPD

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