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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
MT RA APPROVED 2025-04-11
  • TX RA
    APPROVED
    Since 2026-01-12
  • MT RA
    APPROVED
    Since 2025-04-11

Branch Locations

401 North 31St Street, Billings, MT 59101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Billings MT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Billings MT 11/2016 09/2021
Ashton Thomas Private Wealth, Llc Scottsdale AZ 09/2021 04/2025
M. S. Howells & Co. Scottsdale AZ 10/2021 04/2025
Ubs Financial Services, Inc. Billings MT 04/2025 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Billings, MT
  • 11/2016 → 09/2021
    Billings, MT
  • 09/2021 → 04/2025
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 10/2021 → 04/2025
    M. S. Howells & Co.
    Scottsdale, AZ
  • 04/2025 → Present
    Billings, MT
Previous Registrations
  • 2021-09-02 → 2025-04-11
    Billings, MT
  • 2011-01-03 → 2021-09-09
    Sidney, MT
    Billings, MT
    Billings, MT
    Billings, MT
    Baker, MT
    Red Lodge, MT
    Red Lodge, MT
  • 2008-05-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Billings, MT
    Sidney, MT
    Red Lodge, MT
    Billings, MT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-15
  • S66 Uniform Combined State Law Examination
    2008-05-15

View on SEC IAPD

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